Treasury Manager ALM Fixed Income Accounting Banking
Douglas Pena
Based in the Bay Area, California.
About Me
Finance leader with over 20 years of successful experience in delivering goal-oriented solutions, improved efficiencies, strategies, and enhancing revenue while mitigating risk in Treasury, Accounting, and Community Reinvestment Activities.
I have decades of success in key management positions with specialization in high visibility roles such as Treasurer, securities investment portfolio manager, Controller, Asset Liability Management, and tax projects.
I enjoy making a difference in student’s lives by assisting, guiding, and encouraging students in the pursuit of their educational, and career passion.
Expertise
Financial Analysis
Douglas Pena’s work includes performing financial analysis on market trends, investments, corporations, and business entities, including presenting results to senior management. Douglas has managed a $1.0+ Billion fixed income portfolio and has experience trading in the following asset categories: US Treasuries, US Agencies, Tax-Exempt Municipal Securities, Taxable Municipal Securities, Corporate Bonds, CMBS, RMBS, ABS, CMOs, and Private Debt. Douglas Investment Portfolio management work includes the development and execution of investment strategies, performing ongoing credit analysis, analyzing credit rating reviews, Trading, and ongoing risk/return assessment.
Asset Liability Management
Douglas Pena possesses over 10 years’ experience in Asset Liability Management, from managing reporting preparation, strategy development, and presentation to Executive Management at the Asset Liability Committee (ALCO) to assessing, measuring, and recommending on a Financial Institution’s risks such as Liquidity Risk, Market Risk, Interest Rate Risk, Income at Risk, Economic Value of Equity (EVE).
Accounting (GAAP)
Douglas Pena’s years of experience in Accounting include applying Generally Accepted Accounting Principles (GAAP) to preparing monthly internal financial statements, managing the month-end financial closing process, managing internal controls, external audits, and preparation of the company’s Annual Report to Shareholders, and Board Reports.
Managing the Treasury and Accounting Units
Douglas Pena enjoys managing the Treasury and Accounting units, where he has implemented models, risk metrics, managed systems, implemented Accounting & Treasury policies, procedures, and created value through automation, improved efficiency, liquidity, and risk management. Throughout his career, Douglas has been promoted numerous times due to the commitment to his work. Most of all, Douglas enjoys working with teams and solving problems.
Education
Masters of Business Administration
Douglas Pena holds a Masters in Business Administration in Finance and Computer Information Systems. He also graduated from Pacific Coast Banking School at the University of Washington, where he attended a three-year post-graduate program in Management, Banking, and Leadership.